Overview

Same warrants-and-convertibles payload as Dilution Data, enriched with the underwriting bank, named fund owners, and any price-protection clauses (anti-dilution provisions, full-ratchet, weighted-average, etc.).

When to use

• Tracing who funded a small-cap's bridge financings.
• Identifying deals with toxic price-protection clauses.
• Cross-referencing warrant tranches against the fund holding them.

Key parameters

• ticker — optional here (unlike the basic endpoint).
• owner — fund / investor name (partial match).
• bank — underwriter name (partial match).
• price_protection — partial-match search on the clause text (e.g. full ratchet, weighted average).
• date / date_from / date_to — filing-date filters.
• derivative_type — return only one instrument type: warrant, pre_funded_warrant, convertible_debt, or convertible_preferred. Works as a search filter on its own.
• show_in_play=true — return only instruments currently in play: more than 100,000 warrants or underlying shares remaining, AND an exercise or conversion price at most 3× the current market price, or variable-rate price protection, AND, when registered says "Not Registered", a filing date at least 6 months ago. Narrows other filters; it can't be the only filter.
• min_market_cap / max_market_cap — filter on the company's current market cap in USD (market_cap_final). Works on its own, without a ticker. Rows for tickers without a current market cap are excluded when either is set.

Response highlights

• Adds owners, bank, and pp_clause (price-protection clause text) to the standard Warrant / Convertible shape.
• floor_price — minimum conversion/exercise price under the instrument's price-protection terms (also on the basic endpoint).
• derivative_type — instrument type (also on the basic endpoint), other for instruments that fit none of the four filter values.
• show_in_play — true when the instrument meets the in-play rule above (also on the basic endpoint).
• market_cap_final — the company's current market cap in USD, from the AskEdgar screener (also on the basic endpoint). null when unknown.

Access and limits

• Available on all paid plans. Priced at a premium multiple of the base endpoint — see /v1/pricing for the current per-GB rate.
• Retail plans may receive advanced data on at most 75 distinct companies per rolling 24 hours, shared across /v1/offerings-advanced and /v1/dilution-data-advanced and every key in your organization. Querying a company already in your active window is not counted again. A page that would exceed the cap returns 429 advanced_company_limit with no data and no charge — see Rate Limits.
• Enterprise plans have no company cap.