Overview

Listing-deficiency notices issued by Nasdaq — bid-price violations (sub-$1), market-value shortfalls, late-filings, audit-committee gaps, and more. Includes any granted extensions and current status, so you can spot delisting risk early.

When to use

• Screening for delisting candidates.
• Verifying a sub-$1 ticker is on the clock.
• Tracking whether a granted extension is still active.

Response highlights

• deficiency — which listing standard was breached (e.g. Bid Price, Market Value, MVLS).
• status — current state of the issue (Active, Resolved, etc.).
• notes, notes_updated — latest commentary from the company or exchange.
• risk — AskEdgar's risk callout for this compliance event.

Notes

• Many compliance issues are quietly cured via extensions or reverse splits — track Split Status in parallel.